Who are these compliance & controls workbooks for?

Track regulatory obligations, design internal controls, manage audits and produce regulator-defensible documentation.

Yes — every workbook ships as a fully editable Excel file with no protection or macros.

Do they include methodology?

Yes — each workbook ships with methodology documentation and a sample populated dataset.

Compliance & Controls Workbooks

From obligation registers to control testing and audit issue tracking — a complete second-line workbook stack. Pre-mapped to SOX, COSO, NIST and ISO control catalogues so teams can adapt without rebuilding.

Workbooks in this category

4 workbooks

Compliance & Controls

Compliance Tracking Workbook

Track regulatory obligations, attestations and evidence in one structured register.

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Compliance & Controls

Internal Controls Workbook

Design, map and test internal controls across financial and operational processes.

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Compliance & Controls

Audit Management Workbook

Plan, execute and report on internal and external audits in one workbook.

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Compliance & Controls

Regulatory Assessment Workbook

Assess regulatory exposure and readiness across business units.

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Frequently Asked Questions

FAQ

Who are these compliance & controls workbooks for?: Track regulatory obligations, design internal controls, manage audits and produce regulator-defensible documentation.
Are they editable?: Yes — every workbook ships as a fully editable Excel file with no protection or macros.
Do they include methodology?: Yes — each workbook ships with methodology documentation and a sample populated dataset.