Compliance & Controls
Internal Controls Workbook
Design, map and test internal controls across financial and operational processes.
Problem
Control catalogues sprawl. This workbook keeps the control library lean, mapped, and testable.
Built for
- · Internal controls
- · SOX teams
- · Internal audit
Checklist
Features
- Control library with COSO mapping
- Process-to-control matrix
- Testing log with sample sizes
- Deficiency and remediation tracker
Checklist
What's Included
- Excel workbook (11 tabs)
- COSO mapping reference
Checklist
Use Cases
- SOX program management
- ICFR rationalisation
Frequently Asked Questions
FAQ
- Is it SOX-ready?
- Yes — structured around SOX 404 testing requirements.
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